Client Questionnaire For
Non-Business Debtor
Section 1 - Basic
Information
Part A. Name and
Address
Name:
Last
First
Middle
Telephone Number Home: Work:
Have you used any other names in the
past six years?
q
No
q
Yes If
yes, list other names:
Social Security Number: ___ ___ ___ -
___ ___ -
___ ___ ___ ___
Address:
City:
State:
Zip:
County:
Have you lived at this address for at least 180 days? q No q
Yes
If you have a different mailing address,
please list:
Mailing Address:
City:
State:
Zip:
Part B. Name and
Address of Spouse
If you are filing jointly with your
spouse, fill in the following information about your
spouse:
Name:
Last
First
Middle
Has your spouse used any other names in
the past six years?
q
No
q
Yes If
yes, list other names:
Social Security Number: ___ ___ ___ -
___ ___ -
___ ___ ___ ___
Address:
(if different from your address):
City:
State: Zip: County:
If your spouse has a different mailing
address, please list:
Mailing Address:
City:
State:
Zip:
Part C.
Prior/Pending Bankruptcy Cases
Has a bankruptcy case been filed by you
or against you in the last 6 years?
q No q
Yes
If yes, in which district of which state
was the case filed? _
Case Number: ______ Date filed: _
Are there currently any bankruptcy cases
pending against you, your business, your spouse, or your spouses business?
q No q
Yes
If yes, name of debtor: Relationship to you: __
Case Number: ______ Date filed: ______ Judge: ______
In which district of which state was the
case filed?
Exhibit "C" to the Voluntary
Petition
Do you own or have possession of any
property that poses or is alleged to pose a threat of imminent and identifiable
harm to public health or safety?
q No q Yes
(If yes, please
attach a list and description of the property.)
Section 2 - Property
Part A.
Real Estate (Schedule A)
List all real estate which you own or
are a joint owner of, even if you still owe money on the
property.
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Address and description of
property |
Owned by Husband, Wife, Joint
or Community |
Market
Value |
Your % ownership, or $ amount,
if you and spouse are not sole owners |
List all mortgages, home equity
loans, and liens:
What is the $ value of the
loan, lien or
mortgage? |
Who issued the lien, loan or
mortgage? (Name, Address of Institution) |
Office
Use Only
Exemptions? |
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Part B.
Personal Property (Schedule
B)
For each type of property listed below,
indicate whether you own any property of that category, and, if you do, fill in
the remaining information. You can
think of the market value as the resale value.
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Type of
Property |
Yes/
No |
Description &
Location |
Husband, Wife, Joint,
Community |
Market
Value |
Office Use
Only
Exemptions? |
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1.
Cash on
hand |
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2.
Checking/Savings
Account, Certificates of deposit, other bank
accounts |
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3.
Security deposits
held by utility companies, landlord |
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4.
Household goods,
furniture, including audio, video, and computer
equipment |
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5.
Books, pictures, art
objects, records, compact discs,
collectibles |
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6.
Clothing |
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7.
Furs and
jewelry |
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8.
Sports, photographic,
hobby equipment, firearms |
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9.
Interest in insurance
policies-specify refund or cancellation
value |
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10.
Annuities |
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11.
Interests in pension
or profit sharing plans |
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12.
Stock and interests
in incorporated/ unincorporated business |
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13.
Interests in
partnerships/joint ventures |
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14.
Bonds |
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15.
Accounts
receivable |
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16.
Alimony/family
support to which you are entitled |
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17.
Other liquidated
debts owed to you, including tax refunds |
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18.
Equitable or future
interests or life estates |
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19.
Interests in estate
of descendent or life insurance plan or
trust |
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20.
Other contigent/
unliquidated claims, including tax refunds,
counterclaims |
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21.
Patents, copyrights,
other intellectual property |
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22.
Licenses,
franchises |
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23.
Automobiles, trucks,
trailers, and accessories. |
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24.
Boats, motors, and
accessories |
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25.
Aircraft and
accessories |
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26.
Office equipment,
supplies |
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27.
Machinery, fixtures
etc. for business |
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28.
Inventory |
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29.
Animals |
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30.
Crops-growing or
harvested |
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31.
Farming equipment and
implements |
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32.
Farm supplies,
chemicals, feed |
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33.
Other personal
property of any kind not listed. |
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Section 3 - Debts
List below all debts that you owe, or
that creditors claim that you owe.
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Type of
Debt |
1. Creditor Name and
Address
2. Account Number, if
any
3. Date/range of dates when debt was
incurred
4. Contact person's name and address,
if different |
Amount
owed |
Name and address of codebtor,
if any
What is debt
for?
Is debt secured by any
property? |
Do you dispute the
debt? |
Office Use
Only |
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Sched D, E or
F? |
Lawsuit pending? Collection agency assigned? Counsel for creditor? |
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Home loans/
mortgages |
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Car
loans |
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Other bank
loans |
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Personal
loans |
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Student
loans |
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Major credit card debts (Visa, Am Ex, Mastercard,
Discover) - continue on next page, if
necessary |
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Unpaid
credit
cards, (Visa, Am Ex, Mastercard,
Discover) continued |
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Department store credit card
debts |
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Other credit card debts (Gas
cards, phone cards, etc.) |
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Unpaid medical
bills |
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Unpaid utility
bills |
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Unpaid
rent |
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Unpaid
taxes |
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Unpaid alimony or child
support |
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Unpaid service
fees |
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All other unpaid
debts/bills |
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Section 4 - Unexpired Leases and Contracts
(Schedule
G)
List below any leases or contracts that
are still current that you are a party to.
Include residential, car and business leases, and service or business
contracts.
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Nature and Description of
Contract |
Name and Address of Other Party
or Parties |
Date that Contract
Expires |
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Section 5 - Current Income
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Marital
Status:
q Married
q Single
q Divorced
q
Separated
q
Widowed |
List all
dependents of you and your spouse, their ages, and their relationship to
you: |
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Name
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Age |
Relationship |
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Part A.
Debtors Income |
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Part B. Joint
Debtors Income |
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1 What is your occupation?
________________
2 Name and address of your
employer:
_______________________________________
_______________________________________
_______________________________________
3 How long have you been
employed there?_____
4 What is the gross amount of
your paycheck,before taxes, other deductions are taken out?
$_______
5 How often do you get
paid?
q once a week
q every two weeks
q twice a month
q once a month
q
other_________________
6 Do you receive overtime pay
outside of your salary? If
so, how much per month?
$________
7 How much is taken out of each
paycheck for taxes and social security?
$___________
8 How much is taken out for
insurance? $_______
9 How much for union dues?
$________
10. Are there other
deductions? If so, what are
they and how much? __________________________
Do you
receive
a)
income
from business operations outside of your regular paycheck listed
above? If so, what is the
business and how much do you receive per month?
b)
income
from real estate property? If
so, how much per month? qNo qYes $_________
c)
interest
or dividends? If so, how much
per month?
qNo qYes
$_________
d)
alimony
or family support payments for your use or for the care of your
dependents? If so, how much
per month?
qNo qYes $_________
e)
social
security or other forms of monetary government assistance? qNo qYes $__ ___
f)
retirement or pension money?
qNo qYes$____
Do you have any other sources
of income not listed? |
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1.
What is your spouses
occupation?__________
2.
Name and address of your spouses
employer:
_____________________________________
_____________________________________
_____________________________________
3.
How long employed there?
_________________
4.
What is the gross amount of your
spouses paycheck, before
taxes/other deductions? $_____
5.
How often does your spouse get
paid?
q once a week q every two weeks q twice a month q once a month q
other_______
6.
Does your spouse receive overtime pay outside of
your salary? How much per month?
$_______
7.
How much is taken out of each
paycheck for taxes and social
security?
$___________
8.
How much is taken out for
insurance?
$_______
9.
How much for union dues?
$________
10. Are there other deductions? If so, what are they and how much?
__________________________
Does your spouse
receive
a)
income
from business operations outside of the regular paycheck listed
above? If so, what is the
business and how much does your spouse receive per
month?
b)
income
from real estate property? If
so, how much per month? qNo qYes
$________
c)
interest
or dividends? If so, how much
per month?
qNo qYes
$_________
d)
alimony
or family support payments for spouses use or for care of
dependents? If so, how much
per month? qNo qYes $_______
e)
social
security or other forms of monetary government assistance? qNo qYes
$_______
f)
retirement or pension money?
qNo qYes$____
Does your spouse have any
other income not listed? |
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Are you or your spouse
expecting any increase or decrease in salary of more than 10% next
year? If so,
explain. |
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Section 6 - Current Expenses
Do you and your spouse maintain separate
households? q No
q Yes. If
so, fill one page out for your household and another for your
spouses.
The following questions ask for your
expenses each month. If you are
unsure of the amount you pay each month, but know the amount for a different
period (per week, per day, every 2 months, etc.,), write in the amount and the
frequency that you pay the amount.
Indicate how much you pay for each
item each month
1. your rent or your home mortgage
$_________________
Does that amount include real estate
taxes? q No
q Yes
Does it include property insurance?
q No
q Yes
2. electricity and heating
$_________________
3. water and sewage
$_________________
4. telephone service/long distance
$_________________
5. Do you have any other utility
bills? If so, what, and how much
per month?
__________________________________________________
$_________________
__________________________________________________
$_________________
6. home maintenance, including repairs and
general upkeep
$_________________
7. food
$_________________
8. clothing
$_________________
9. laundry and dry cleaning
$_________________
10. medical and dental expenses
$_________________
11. transportation (not including car
payments)
$_________________
12. entertainment, recreation, newspapers,
magazines
$_________________
13. charitable contributions
$_________________
14. insurance not deducted from paycheck
a) homeowners or renters insurance
$_________________
b) life insurance
$_________________
c) health insurance
$_________________
d) auto insurance
$_________________
e) other
insurance_______________________
$_________________
15. taxes not deducted from paycheck
$_________________
16. installment payments for car, furniture,
etc. (Specify)
__________________________________________________
$_________________
__________________________________________________
$_________________
17. alimony, maintenance, support paid to
others
$_________________
18. payments for support of dependents not
living at home
$_________________
19. expenses from operation of business
$_________________
20. other expenses not listed above __________________________
$_________________
_________________________________________________
$_________________
Section 7 - Statement of Financial
Affairs
If you are filing jointly with your
spouse, include information about both you and your spouse. If you are filing under chapter 12 or
13, and you are married and not separated, you must provide information about
your spouse even if you are not filing jointly.
If you have no information to report for
a question, check the "NONE" box.
1
Income from employment or
operation of business
State your gross income from employment
or operation of a business: If you
have not received an income from employment during the two years
immediately preceding this calendar year, check this box:
q
NONE
Period $ Amount Source
Husband/Wife
January 1 of this year
through
date of commencement of
case
Last year, (January 1 -
December 31)
The year before
last,
(January 1 - December
31)
1
Income other than from
employment or operation of business
State the amount of income received
other than from employment or operation of business during the two years
immediately preceding the commencement of this
case:
q
NONE
Period $ Amount Source
Husband/Wife
During the last
year
Year before
last
3. Payments to
creditors
a.
List all payments on loans,
installment purchases of goods or services, and other debts, aggregating more
than $600 to any creditor made within 90 days immediately preceding the
commencement of this case.
q
NONE
Name and Address of
Creditor Dates of
Payments Amount paid Amount still
owed
b.
List all payments made within one year immediately preceding the
commencement of this case to creditors who were "insiders". ("Insiders" include your relatives, your
business partners and their relatives, your corporations, or your
affiliates.)
q
NONE
Name and Address of
Creditor
and Relationship to You Dates of Payments Amount Paid Amount Still
Owed
4. Suits,
executions, garnishments and attachments
a. List all suits and administrative proceedings to
which you are or were a party within one year preceding the filing of
this case.
q
NONE
Caption of Suit Court or Agency Status
or
and Case Number Nature of Proceeding and Location
Disposition
b. Describe all
property that has been garnished, seized, or attached under any legal or
equitable process within one year immediately preceding the commencement
of this case.
q
NONE
Name and Address of
Person/Company
Description
for Whom the Property Was Seized
(Creditor) Date of
Seizure and Value of
Property
5. Repossessions,
foreclosures, and returns
List all property that has been
repossessed by a creditor, sold at a foreclosure sale, transferred through a
deed in lieu of foreclosure, or returned to the seller, within one year
immediately preceding the commencement of this
case.
q
NONE
Date of Repossession,
Description
Name and Address of
Creditor Foreclosure, Transfer
or Return and Value of
Property
6. Assignments and
receiverships
a. Describe any
assignment of property for the benefit of creditors made within 120 days
immediately preceding the commencement of this
case.
q
NONE
Name and Address of
Assignee Date of
Assignment Terms of
Assignment/Settlement
b.
List all property which has been in the hands of a custodian, receiver,
or court-appointed official within one year immediately preceding the
commencement of this case.
q
NONE
Name and Address Name and location of Court, Date of Description and
Value
of Custodian Case Title and Number Order of
Property
7. Gifts
List all gifts or charitable
contributions made within one year immediately preceding the commencement
of this case except ordinary and usual gifts to family members aggregating less
than $200 in value per individual family member and charitable contributions
aggregating less than $100 per recipient.
q
NONE
Name and Address Date Description
of Recipient Relationship to You, if Any of Gift and Value of
Gift
8. Losses
List all losses from fire, theft,
gambling or other casualty within one year immediately preceding the
commencement of this case or since the commencement of this
case.
q
NONE
Description and Value Description of Circumstances
and
of Property Amount Covered by Insurance, if
Any Date of
Loss
9. Payments related
to debt counseling or bankruptcy
List all payments made or property
transferred by or on behalf of the debtor to any persons, including attorneys,
for consultation concerning debt consultation, relief under the bankruptcy law
or preparation of the petition in bankruptcy within one year immediately
preceding the commencement of the case.
q
NONE
Name and Address Date of Name of Person Amount of Money/
Description
of Payee Payment Who Paid, if Not You and Value of Property
10.
Other transfers, (including
sale of your property)
List all other property, other than
property transferred in your ordinary course of business or financial affairs,
transferred either absolutely or as a security within one year
immediately preceding the commencement of this
case.
q
NONE
Name and Address of Transferee
Description of Property
and Relationship to you Date of Transfer Transferred and Value
Received
11.
Closed financial
accounts
List all financial accounts and
instruments held in your name or for your benefit which were closed, sold, or
otherwise transferred within one year immediately preceding the
commencement of this case.
q
NONE
Name and Address Type and Number of Amount and Date
of Institution Account & Final Balance of Sale or Closing
12.
Safe deposit
boxes
List each safe deposit or other box or
depository in which you have or have had securities, cash, or other valuables
within one year immediately preceding commencement of this
case.
q
NONE
Name and Address of Name and Address of Those Description Date
of
Bank or Other Depository
With Access to Box or Depository of Contents Transfer, if Any
13.
Setoffs
List all setoffs made by any creditor,
including a bank, against a debt or deposit of yours within 90 days
preceding the commencement of this case.
q
NONE
Name and Address of
Creditor Date of Setoff Amount of
Setoff
14.
Property held for another
person
List all property that you hold or
control that is owned by another person.
q
NONE
Name and Address of Owner Description and Value of
Property Location of
Property
15. Prior address of
debtor
If you have moved within the two years
immediately preceding the commencement of this case, list all residences during
the last two years, excluding your present address.
q
NONE
Address Your Name at the Time Dates of
Occupancy
16. Spouses and Former
Spouses
If you reside or resided
in a community property state, commonwealth, or territory (including Alaska,
Arizona, California, Idaho, Louisiana, Nevada, New Mexico, Puerto Rico, Texas,
Washington, or Wisconsin) within the six-year period immediately
preceding the commencement of the case, identify the name of your spouse and of
any former spouse who resides or resided with you in the community property
state.
q
NONE
Name
17. Environmental
Information.
For the purpose of this
question, the following definitions apply:
"Environmental Law" means
any federal, state, or local statute or regulation regulating pollution,
contamination, releases of hazardous or toxic substances, wastes or material
into the air, land, soil, surface water, groundwater, or other medium,
including, but not limited to, statutes or regulations regulating the cleanup of
these substances, wastes, or material.
"Site" means any location,
facility, or property as defined under any Environmental Law, whether or not
presently or formerly owned or operated by the debtor, including, but not
limited to, disposal sites.
"Hazardous Material" means
anything defined as a hazardous waste, hazardous substance, toxic substance,
hazardous material, pollutant, or contaminant or similar term under an
Environmental Law
a. List the name and
address of every site for which you received notice in writing by a governmental
unit that it may be liable or potentially liable under or in violation of an
Environmental Law. Indicate the governmental unit, the date of the notice, and,
if known, the Environmental Law:
q
NONE
Name and Address of Date
Environmental
Site Name and Address Governmental Unit of Notice Law
b. List the name and
address of every site for which you provided notice to a governmental unit of a
release of Hazardous Material. Indicate the governmental unit to which the
notice was sent and the date of the notice.
q
NONE
Name and Address of Date
Environmental
Site Name and Address Governmental Unit of Notice Law
c. List all judicial or
administrative proceedings, including settlements or orders, under any
Environmental Law with respect to which you are or were a party. Indicate the
name and address of the governmental unit that is or was a party to the
proceeding, and the docket number.
q
NONE
Name and Address
of
Governmental Unit Docket Number Status or
Disposition
18 . Nature, location and
name of business
a. If the debtor is an
individual, list the names, addresses, taxpayer identification numbers, nature
of the businesses, and beginning and ending dates of all businesses in which the
debtor was an officer, director, partner, or managing executive of a
corporation, partnership, sole proprietorship, or was a self-employed
professional within the six years immediately preceding the commencement
of this case, or in which the debtor owned 5 percent or more of the voting or
equity securities within the six years immediately preceding the
commencement of this case.
If the debtor is a
partnership, list the names, addresses, taxpayer identification numbers, nature
of the businesses, and beginning and ending dates of all businesses in which the
debtor was a partner or owned 5 percent or more of the voting or equity
securities, within the six years immediately preceding the commencement
of this case.
If the debtor is a
corporation, list the names, addresses, taxpayer identification numbers, nature
of the businesses, and beginning and ending dates of all businesses in which the
debtor was a partner or owned 5 percent or more of the voting or equity
securities within the six years immediately preceding the commencement of
this case.
q
NONE
Taxpayer
Beginning and
End
Name I.D. Number Address Nature of Business Dates of
Operation
b. Identify any business
listed in response to subdivision a., above, that is "single asset real estate"
as defined in 11 U.S.C. § 101.
q
NONE
Name Address
The following questions, #19-25, are
only to be answered if you are a corporation or partnership or if you have been,
in the six years immediately preceding this case, an officer, director, managing
executive, or owner of more than 5% of the voting securities of the corporation;
a partner, other than a limited partner, of a partnership; a sole proprietor, or
otherwise self-employed.
19. Books, records,
and financial statements
a.
List all bookkeepers and accountants who, within the six years
immediately preceding the filing of this bankruptcy case, kept or supervised the
keeping of books of account and records.
q
NONE
Name and Address Dates Services Rendered
b.
List all firms or individuals who, within the two years
immediately preceding the filing of this bankruptcy case, have audited the books
of account and records, or prepared a financial statement of the
debtor.
q
NONE
Name Address
Dates Services Rendered
c.
List all firms or individuals who, at the time of the commencement of
this case, were in possession of your books of account and records. If the records are not available,
explain.
q
NONE
Name and Address Comments
d.
List all financial institutions, creditors and other parties, including
mercantile and trade agencies, to whom a financial statement was issued by the
debtor within two years immediately preceding the commencement of this
case.
q
NONE
Name and Address Date Issued
20. Inventories
a.
List the dates of the last two inventories taken of your property, the
name of the person who supervised the taking of each inventory, and the dollar
amount and basis of each inventory.
q
NONE
Dollar Amount of
Inventory
Date of Inventory Inventory Supervisor (specify cost, market, or other
basis)
b.
List the name and address of the person possessing the records of each of
the two inventories reported in a.) above.
q
NONE
Date of Inventory Name and Address of Custodian of
Inventory Records
21. Current partners, officers, directors,
and shareholders
a.
If your business is a partnership, list the nature and percentage of
partnership interest of each member of the
partnership.
q
NONE
Name and Address Nature
of Interest Percentage
of Interest
b.
If your business is a corporation, list all officers and directors of the
corporation, and each stockholder who directly or indirectly owns, controls, or
holds 5 % or more of the voting securities of the
corporation.
q
NONE
Nature and Percentage
Name and Address Title of Stock Ownership
22. Former partners, officers, directors and
shareholders
a.
If your business is a partnership, list each member who withdrew from the
partnership within one year immediately preceding the commencement of this
case.
q
NONE
Name and Address Date of Withdrawal
b.
If your business is a corporation, list all officers or directors whose
relationship with the corporation terminated within one year immediately
preceding the commencement of this case.
q
NONE
Name and Address Title Date of Termination
23. Withdrawals from a partnership or
distributions by a corporation
If your business is a partnership or
corporation, list all withdrawals or distributions credited or given to an
insider, including compensation in any form, bonuses, loans, stock redemptions,
options exercised and any other perquisite during one year immediately preceding
the commencement of this case.
q
NONE
Name and Address of Date and Purpose Amount of Money or Description Recipient, and Relationship to
You of Withdrawal and Value of Property
24. Tax Consolidation
Group.
If the debtor is a
corporation, list the name and federal taxpayer identification number of the
parent corporation of any consolidated group for tax purposes of which the
debtor has been a member at any time within the six-year period
immediately preceding the commencement of the
case.
q
NONE
Name of Parent
Corporation Taxpayer Identification
Number
25. Pension
Funds.
If the debtor is not an
individual, list the name and federal taxpayer identification number of any
pension fund to which the debtor, as an employer, has been responsible for
contributing at any time within the six-year period immediately preceding
the commencement of the case.
q
NONE
Name of Pension Fund
Taxpayer Identification Number
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